NewIntroducing Platform Actions — a new automated workflowRead more →

Every workflow, connected and governed.

From data extraction to AI agents and audit controls — Otto connects, automates, and governs wealth management operations end to end.

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Northwood WealthHome
Workflows in progress
24
across reviews, onboarding and more
Tasks due
9
due today and overdue
People on your team
42
JREMKDALPS
advisers & operations
Needs you
Sign off suitability reportOnboarding

Priya Shah · Otto has drafted the report and flagged one point for your review. Approving it moves onboarding to account opening.

PSWaiting 2 days · next of 7 actions
Review and approve
Skip
In 25 minutes
Annual reviewVideo call

Eleanor Whitfield · £1.24m balanced portfolio. Otto has prepared the review pack and talking points.

JREWAL+2
Join call
Recently updated workflows
WorkflowClientStageStatusUpdated
OnboardingPriya ShahSuitabilityRunning2m ago
Annual reviewEleanor WhitfieldAdviser sign-offNeeds you12m ago
Platform actionsMargaret HughesTransfer fundsRunning25m ago
ComplianceWhole bookMonitoringDone1h ago
AcquisitionsHarewood bookGap analysisRunning2h ago
OnboardingMarcus AdeyemiFact findDone3h ago

Your data, structured and in motion.

Otto reads whatever your firm receives, connects to the systems you already run, and keeps every record reconciled in real time.

Add documents
Drop files to extract
PDFs, emails, statements and scans
PDFFact find.pdf
Connected apps6 connected
CClient manager
PPortfolio platform
DDocument store
NPension provider
XCustody & dealing
SCompliance system
Everything reconciled
Margaret Hughes · updated just now
Client managerPortfolio platformCustodyPension provider

Extract from anything

Otto reads emails, PDFs, statements, and scanned forms, turning unstructured inputs into clean, structured records, with no manual rekeying and no lost detail.

Connect to your stack

Native integrations with Intelliflo, Iress, Dynamics, and more keep data moving both ways. Otto sits on top of the systems you already run, without replacing them.

Keep everything current

Records stay reconciled across every platform in real time, so operations, advice, and compliance teams all work from the same source of truth.

Every workflow, running on its own.

Define a process once and Otto runs it continuously, from routine admin to AI agents handling client work end to end.

Automate any workflow

Define a process once and Otto runs it continuously. Stages, approvals, branching, and escalations are all handled, configurable without engineering support.

Put AI agents to work

Voice, scheduling, and transactional agents handle client communications and routine tasks end to end, escalating to a person only when judgement is required.

Run at any scale

Whether it is ten cases or ten thousand, Otto executes every workflow the same way, every time, without adding headcount.

Annual reviewRunning
Gather client updates
Secure form returned
Pull valuations
6 accounts reconciled
Reconcile holdings
2 breaks resolved
Build review pack
Otto assembling now
Adviser sign-off
Waiting on approval
O
Otto agent
Onboarding call
On call 00:42
Otto is saying
“Confirming your appointment for Tuesday at 2pm. I'll send the paperwork to sign beforehand.”
Next: verify identity documentsEscalate to adviser
Workflows1,240 running
Eleanor WhitfieldAnnual reviewRunning2m
Marcus AdeyemiOnboardingNeeds you5m
The Harding TrustData migrationRunning8m
Priya ShahSuitabilityDone12m

Nothing happens without a record.

Every action is attributed, evidenced, and visible as it happens, so audit and oversight are built in rather than reconstructed after the fact.

Activity
OAssembled the review packevidenced18m
PSApproved suitability reportevidenced1h
OReconciled holdings, flagged 2 breaksevidenced2h
JRSigned off account openingevidencedYesterday
Approval rules
Auto-approve up to
£50,000
£0£80,000
Require sign-off above limit
The whole book
Running
1,240
Overdue
18
Needs you
9

Capture every action

Every step is attributable and time-stamped. Audit trails, evidencing, and sign-offs are generated automatically as work happens, never reconstructed after the fact.

Enforce your controls

Role-based approvals and configurable thresholds route exceptions to the right people. Otto enforces your governance model, not ours.

See the whole book

Real-time management information shows what is running, what is overdue, and what needs attention, across every client and team in the business.

How we help your operations

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1. Discovery & process mapping

We start by understanding how your firm operates today — your processes, the controls you rely on, and the bottlenecks slowing your team down. From there we identify which of our flagship workflows fits your operation.

ComplianceOperationsOtto

2. Mapping to a flagship workflow

Rather than starting from a blank page, we map your processes and challenges onto one of our proven, production-ready workflows — so you begin from a foundation already trusted across regulated wealth management.

3. Configuration to your specifics

During configuration we map your specific rules, thresholds, document templates, and sign-off logic onto that workflow, so it mirrors exactly how your firm works — without reinventing the underlying process.

Annual review packConfiguring workflow
Approval threshold: £50,000
Template: House suitability letter v12
Sign-off: Senior adviser
Data source: Iress portfolio feed
Escalation: Compliance officer

4. Integration & rollout

We connect the workflow to your existing CRM, portfolio platforms, and document stores, then go live with full audit trails, monitoring, and ongoing support as your firm evolves.

5. Complete visibility

Once live, you get a real-time view of every workflow — what is in progress, where exceptions are waiting, and a full audit trail behind each action. Your operations and compliance teams see exactly what Otto did and why.

Operations overviewLast 30 days
312Workflows run
98%On time
6Exceptions

Automate the work that runs your firm. Otto connects to your systems and runs your most critical workflows as governed processes, executed the same way every time, fully audited.

Search steps
Extract from documents
Run suitability check
Request adviser sign-off
Sync to Intelliflo

Consistent execution, every time

Otto runs your most critical workflows end to end, executed the same way every time.

Audit log
Documents received09:02
Eleanor Whitfield · pension transfer
Identity & AML verified09:14
Passport · proof of address
Risk profile assessed09:21
Balanced · score 6/10
Adviser review11:20
James Patel
Confirmation sent to client15:02
Secure email · report attached

Compliance built into the work

Compliance is enforced as the work runs, with evidence, audit trails, and sign-offs captured automatically.

1,284
Cases processed this month
98.6%
Completed on time
3
Exceptions need attention

One live view of the business

See every process, client, and exception in real time, in one shared view for operations and compliance.

Work that took days now takes hours.

The same result, every time, across every firm running on Otto. These are not projections. This is what Otto delivers in practice.

0.0%

Less time per workflow

Average reduction in end-to-end workflow time across Otto-managed processes.

0+

Workflows automated

Deployed across adviser, compliance, and operations teams.

£0bn

Assets under management

Across firms running their operations on Otto today.

Built for regulated,
enterprise environments.

Otto is designed to meet the security and data protection expectations of enterprise wealth management firms. Controls and certifications are foundational, not additive.

Explore Security →

ISO 27001

Certified against the international standard for information security management, covering risk assessment, access controls, and continual improvement across the business.

SOC II

Independently audited for security, availability, and confidentiality, with controls evidenced on an ongoing basis rather than at a single point in time.

GDPR

Built for full compliance with EU data protection law. Data minimisation, residency, and the right to erasure are handled by design, not bolted on.

The operating layer for wealth management.

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